Former Wells Fargo Advisors Financial Network, LLC Broker ...
2022/09/06 ... Claimant further asserted that Respondent engaged in improper short-term trading in closed-in funds and mutual fund and annuity switching ...
https://www.erezlaw.com/blog/adam-marquardt/Custodia Bank's CEO Says Bad Actors and Regulators Caused Crypto ...
2022/07/01 ... Retail investors bought in, but only until the SEC approved competing products. Once competition creeped in, closed-in funds like GBTC reversed ...
https://www.coindesk.com/layer2/2022/07/01/custodia-banks-ceo-says-bad-actors-and-regulators...ADAM THOMAS MARQUARDT - BrokerCheck - finra
... closed-in funds and mutual fund and annuity switching, and recommended a low priced stock, which caused Claimant to incur unnecessary commissions and other fees ...
https://brokercheck.finra.org/individual/summary/5307192Business Valuation, Estate and Gift, and Taxes
2022/09/16 ... • IRS 2% closed in funds dissimilar to subject – took bottom of range - court rejected. • Court 4%. • Court stated previously no DLOC for ...
https://www.vscpa.com/sites/default/files/resources/Session%208%20-%20%20Business%20Valuatio...The Dilemmas and Dangers of the Build-Up of U.S. Debt
International closed-in funds would provide additional benefits as well. They would encourage the development of securities markets denominated in local ...
https://www.stephanygj.net/papers/SGJUSdeficitFeb2006.pdfIPAConnect 2022 Event Recap - Institute for Portfolio Alternatives
Hear from those who preform due diligence on closed in funds and what they contemplate during their reviews. Leave this session with a better understanding ...
https://altsindustry.com/connect2022/ADAM THOMAS MARQUARDT - SEC.gov
2024/01/05 ... Claimant further asserted that Respondent engaged in improper short-term trading in closed-in funds and mutual fund and annuity switching ...
https://reports.adviserinfo.sec.gov/reports/individual/individual_5307192.pdfEpisode #455: Eugene Fama: A Life in Finance - Meb Faber Research
2022/11/16 ... Meb: I agree on the deterrent, so we'll have to come up with a sexier marketing because, I mean, look man, there's all these closed-in funds ...
https://mebfaber.com/2022/11/16/e455-eugene-fama/MicroStrategy (MSTR) Q2 2024 Earnings Call Transcript
2024/08/01 ...Closed-in funds with a long fee on an asset you're going to hold forever, they start to look like a multiple of the negative BTC Yield. And ...
https://www.fool.com/earnings/call-transcripts/2024/08/01/microstrategy-mstr-q2-2024-earning...Ark Invest's Cathie Wood Doubles Down on $500K Bitcoin Prediction ...
2021/09/14 ... ... closed in funds and ether as well. She concluded: “So, I'm beginning to think that Coinbase doesn't mind it at all and if you saw the stock ...
https://news.bitcoin.com/ark-invests-cathie-wood-500k-bitcoin-prediction-crypto-regulation/